SFC Licences of LEE Mei Chi 李美芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Asia Investment Research Limited 亞洲投資研究有限公司 | RO | 9 | 22 September 2016 | |
Asia Investment Research Limited 亞洲投資研究有限公司 | RO | 4 | 22 September 2016 | |
Brevan Howard (Hong Kong) Limited | RO | 5 | 12 March 2008 | 18 November 2013 |
Brevan Howard (Hong Kong) Limited | RO | 4 | 12 March 2008 | 18 November 2013 |
Brevan Howard (Hong Kong) Limited | RO | 9 | 26 September 2006 | 18 November 2013 |
Brevan Howard (Hong Kong) Limited | RE | 9 | 13 December 2005 | 26 September 2006 |
Doric Capital Corporation 多利資本有限公司 | RE | 9 | 15 November 2004 | 31 August 2005 |
Doric Capital Corporation 多利資本有限公司 | RE | 5 | 15 November 2004 | 31 August 2005 |
Doric Capital Corporation 多利資本有限公司 | RE | 4 | 15 November 2004 | 31 August 2005 |