SFC Licences of PALLETT Todd Barry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leo Capital Corp (Hong Kong) Limited | RE | 9 | 02 September 2021 | |
| Leo Capital Corp (Hong Kong) Limited | RE | 4 | 02 September 2021 | |
| Leo Capital Corp (Hong Kong) Limited | RO | 9 | 03 January 2017 | 02 September 2021 |
| Leo Capital Corp (Hong Kong) Limited | RO | 4 | 03 January 2017 | 02 September 2021 |
| EXS Capital Asia Limited | RO | 9 | 14 August 2012 | 31 December 2016 |
| EXS Capital Asia Limited | RO | 4 | 14 August 2012 | 31 December 2016 |
| EXS Capital Asia Limited | RE | 6 | 14 August 2012 | 31 December 2016 |
| EXS Capital Asia Limited | RE | 9 | 13 July 2009 | 14 August 2012 |
| EXS Capital Asia Limited | RE | 4 | 13 July 2009 | 14 August 2012 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 4 | 23 December 2004 | 15 June 2009 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 9 | 23 December 2004 | 15 June 2009 |