SFC Licenceholders of EXS Capital Asia Limited
- cathy@exs.com
- Website
- www.exs.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DAVIS Caroline Fowler | RE | 9 | 04 December 2014 | 12 September 2015 |
| DAVIS Caroline Fowler | RE | 6 | 04 December 2014 | 12 September 2015 |
| DAVIS Caroline Fowler | RE | 4 | 04 December 2014 | 12 September 2015 |
| HILL Amy May | RE | 9 | 14 November 2014 | 31 December 2016 |
| HILL Amy May | RE | 4 | 06 October 2014 | 31 December 2016 |
| HUANG Yu Qing 黃煜晴 | RO | 9 | 03 August 2016 | |
| HUANG Yu Qing 黃煜晴 | RO | 6 | 03 August 2016 | |
| HUANG Yu Qing 黃煜晴 | RO | 4 | 03 August 2016 | |
| HUANG Yu Qing 黃煜晴 | RE | 4 | 21 August 2014 | 03 August 2016 |
| HUANG Yu Qing 黃煜晴 | RE | 9 | 21 August 2014 | 03 August 2016 |
| HUANG Yu Qing 黃煜晴 | RE | 6 | 21 August 2014 | 03 August 2016 |
| IP Lai Ki Rachel 葉麗琪 | RE | 9 | 17 October 2013 | 03 June 2014 |
| IP Lai Ki Rachel 葉麗琪 | RE | 4 | 27 April 2012 | 03 June 2014 |
| KWAN Shu Wang 關樹宏 | RO | 9 | 03 August 2016 | |
| KWAN Shu Wang 關樹宏 | RO | 6 | 03 August 2016 | |
| KWAN Shu Wang 關樹宏 | RO | 4 | 03 August 2016 | |
| KWAN Shu Wang 關樹宏 | RE | 4 | 04 August 2014 | 03 August 2016 |
| KWAN Shu Wang 關樹宏 | RE | 6 | 04 August 2014 | 03 August 2016 |
| KWAN Shu Wang 關樹宏 | RE | 9 | 04 August 2014 | 03 August 2016 |
| LAI Felix Yirid 黎栩政 | RE | 9 | 20 August 2008 | 15 September 2013 |
| LAI Felix Yirid 黎栩政 | RE | 4 | 20 August 2008 | 15 September 2013 |
| LAI Felix Yirid 黎栩政 | RE | 6 | 27 June 2008 | 15 September 2013 |
| LAM Tsz Chung 林梓聰 | RE | 9 | 27 March 2018 | 09 December 2019 |
| LAM Tsz Chung 林梓聰 | RE | 6 | 27 March 2018 | 09 December 2019 |
| LAM Tsz Chung 林梓聰 | RE | 4 | 27 March 2018 | 09 December 2019 |
| LEE Marcus | RE | 9 | 01 September 2015 | 30 May 2016 |
| LEE Marcus | RE | 4 | 01 September 2015 | 30 May 2016 |
| LI Anqi 李安頎 | RE | 9 | 23 August 2023 | |
| LI Anqi 李安頎 | RE | 6 | 23 August 2023 | |
| LI Anqi 李安頎 | RE | 4 | 23 August 2023 | |
| LOK Pui Yi 駱貝怡 | RE | 9 | 03 April 2014 | 01 February 2016 |
| LOK Pui Yi 駱貝怡 | RE | 6 | 03 April 2014 | 01 February 2016 |
| LOK Pui Yi 駱貝怡 | RE | 4 | 03 April 2014 | 01 February 2016 |
| NG Hoi Yan, Kyly 吳海甄 | RE | 6 | 11 April 2012 | 05 September 2013 |
| NG Hoi Yan, Kyly 吳海甄 | RE | 9 | 03 May 2011 | 05 September 2013 |
| NG Hoi Yan, Kyly 吳海甄 | RE | 4 | 03 May 2011 | 05 September 2013 |
| PALLETT Todd Barry | RO | 9 | 14 August 2012 | 31 December 2016 |
| PALLETT Todd Barry | RO | 4 | 14 August 2012 | 31 December 2016 |
| PALLETT Todd Barry | RE | 6 | 14 August 2012 | 31 December 2016 |
| PALLETT Todd Barry | RE | 9 | 13 July 2009 | 14 August 2012 |
| PALLETT Todd Barry | RE | 4 | 13 July 2009 | 14 August 2012 |
| PAPADOPOULOS Jessica Carolyn Cutrera | RO | 6 | 12 June 2008 | 01 December 2016 |
| PAPADOPOULOS Jessica Carolyn Cutrera | RO | 9 | 12 June 2008 | 01 December 2016 |
| PAPADOPOULOS Jessica Carolyn Cutrera | RO | 4 | 12 June 2008 | 01 December 2016 |
| POON Sek Fun, Justin 潘碩勳 | RE | 9 | 26 September 2023 | |
| POON Sek Fun, Justin 潘碩勳 | RE | 6 | 26 September 2023 | |
| POON Sek Fun, Justin 潘碩勳 | RE | 4 | 26 September 2023 | |
| REMOLONA Pristine Rocio Sin | RE | 4 | 03 July 2014 | 20 February 2016 |
| REMOLONA Pristine Rocio Sin | RE | 9 | 03 July 2014 | 20 February 2016 |
| SCRASE Neil John 單國雄 | RE | 9 | 10 August 2011 | 11 September 2013 |
| SCRASE Neil John 單國雄 | RE | 6 | 10 August 2011 | 11 September 2013 |
| SCRASE Neil John 單國雄 | RE | 4 | 10 August 2011 | 11 September 2013 |
| SIN Rebecca So-kwun 冼素君 | RE | 4 | 04 October 2013 | 18 March 2014 |
| SOLBERG Eric Norman | RO | 9 | 12 June 2008 | 01 April 2020 |
| SOLBERG Eric Norman | RO | 6 | 12 June 2008 | 01 April 2020 |
| SOLBERG Eric Norman | RO | 4 | 12 June 2008 | 01 April 2020 |
| SONG Hao 宋好 | RE | 9 | 20 November 2023 | |
| SONG Hao 宋好 | RE | 6 | 20 November 2023 | |
| SONG Hao 宋好 | RE | 4 | 20 November 2023 | |
| SUBRAMONIAM Sunita | RE | 9 | 14 August 2014 | 31 December 2016 |
| SUBRAMONIAM Sunita | RE | 4 | 14 August 2014 | 31 December 2016 |
| SUTUNTIVORAKOON Debbi 陳淑儀 | RE | 6 | 19 November 2012 | 24 March 2014 |
| SUTUNTIVORAKOON Debbi 陳淑儀 | RE | 4 | 19 November 2012 | 24 March 2014 |
| SUTUNTIVORAKOON Debbi 陳淑儀 | RE | 9 | 19 November 2012 | 24 March 2014 |
| TAI Christopher Hin-Long 戴軒朗 | RO | 9 | 10 September 2020 | |
| TAI Christopher Hin-Long 戴軒朗 | RO | 6 | 10 September 2020 | |
| TAI Christopher Hin-Long 戴軒朗 | RO | 4 | 10 September 2020 | |
| TAI Christopher Hin-Long 戴軒朗 | RE | 9 | 10 May 2016 | 10 September 2020 |
| TAI Christopher Hin-Long 戴軒朗 | RE | 6 | 10 May 2016 | 10 September 2020 |
| TAI Christopher Hin-Long 戴軒朗 | RE | 4 | 10 May 2016 | 10 September 2020 |
| TEO Denise Kai Ern 張愷恩 | RE | 9 | 05 March 2020 | 25 February 2022 |
| TEO Denise Kai Ern 張愷恩 | RE | 6 | 05 March 2020 | 25 February 2022 |
| TEO Denise Kai Ern 張愷恩 | RE | 4 | 05 March 2020 | 25 February 2022 |
| YAM Alvin Siu-lun 任兆麟 | RE | 4 | 03 October 2014 | 20 July 2015 |
| YAM Alvin Siu-lun 任兆麟 | RE | 9 | 03 October 2014 | 20 July 2015 |
| YIN Yuran 尹禺然 | RE | 4 | 11 October 2016 | 11 November 2016 |
| YIN Yuran 尹禺然 | RE | 6 | 11 October 2016 | 11 November 2016 |
| YIN Yuran 尹禺然 | RE | 9 | 11 October 2016 | 11 November 2016 |
| YIP Yuen Ting Regina 葉菀婷 | RE | 4 | 30 June 2014 | 31 December 2016 |
| YIP Yuen Ting Regina 葉菀婷 | RE | 9 | 30 June 2014 | 31 December 2016 |
| ZHANG Mengyuan 張梦媛 | RE | 9 | 24 November 2022 | 09 March 2023 |
| ZHANG Mengyuan 張梦媛 | RE | 6 | 24 November 2022 | 09 March 2023 |
| ZHANG Mengyuan 張梦媛 | RE | 4 | 24 November 2022 | 09 March 2023 |
| ZHANG Nan 張楠 | RE | 4 | 17 September 2014 | 25 January 2015 |
| ZHANG Nan 張楠 | RE | 6 | 17 September 2014 | 25 January 2015 |
| ZHANG Nan 張楠 | RE | 9 | 17 September 2014 | 25 January 2015 |