SFC Licences of LIM Ning 林宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 06 July 2012 | 05 October 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 08 September 2008 | 29 June 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 03 January 2005 | 08 July 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 January 2005 | 08 July 2008 |