SFC Licences of CHAN Siu 陳瀟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Poplar Asset Management Limited 保納資產管理有限公司 RO 9 14 May 2012 23 April 2019
Poplar Asset Management Limited 保納資產管理有限公司 RE 9 17 April 2012 14 May 2012
Boyer Allan Investment Management (Hong Kong) Limited RO 9 07 April 2011 31 December 2011
Boyer Allan Investment Management (Hong Kong) Limited RE 9 03 July 2007 07 April 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 16 August 2005 22 June 2007
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 04 January 2005 16 August 2005