SFC Licences of CHAN Siu 陳瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Poplar Asset Management Limited 保納資產管理有限公司 | RO | 9 | 14 May 2012 | 23 April 2019 |
Poplar Asset Management Limited 保納資產管理有限公司 | RE | 9 | 17 April 2012 | 14 May 2012 |
Boyer Allan Investment Management (Hong Kong) Limited | RO | 9 | 07 April 2011 | 31 December 2011 |
Boyer Allan Investment Management (Hong Kong) Limited | RE | 9 | 03 July 2007 | 07 April 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 August 2005 | 22 June 2007 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 04 January 2005 | 16 August 2005 |