SFC Licences of LAU Hang 劉鏗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Itau Asia Securities Limited 億達富亞洲證券有限公司 | RO | 1 | 18 September 2014 | 04 May 2017 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 03 February 2012 | 11 December 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 03 February 2012 | 11 December 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 03 February 2012 | 11 December 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 08 June 2006 | 28 March 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 06 June 2006 | 28 March 2008 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 27 April 2005 | 12 May 2006 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 27 April 2005 | 12 May 2006 |