SFC Licences of WONG Ka Wai, Kavi 黃嘉威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| New Region Securities Company Limited 恒盛證券有限公司 | RO | 9 | 31 May 2021 | |
| New Region Securities Company Limited 恒盛證券有限公司 | RO | 4 | 31 May 2021 | |
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 1 | 02 November 2020 | |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 24 September 2020 | 30 October 2020 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 9 | 03 September 2020 | 30 October 2020 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 4 | 03 September 2020 | 30 October 2020 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 | RO | 9 | 17 December 2019 | 02 September 2020 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 | RO | 4 | 17 December 2019 | 02 September 2020 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 | RE | 9 | 16 July 2019 | 17 December 2019 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 | RE | 4 | 16 July 2019 | 17 December 2019 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 18 January 2005 | 18 October 2005 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 18 January 2005 | 18 October 2005 |