SFC Licences of LAU Kwai Chun, Yuki 劉桂珍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4 12 August 2005 04 May 2006
CES Commodities (HK) Limited 光證期貨(香港)有限公司
RE 2 01 June 2005 10 June 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司
RE 1 01 June 2005 10 June 2005