SFC Licences of LAU Kwai Chun, Yuki 劉桂珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 12 August 2005 | 04 May 2006 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 12 August 2005 | 04 May 2006 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 01 June 2005 | 10 June 2005 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 01 June 2005 | 10 June 2005 |