SFC Licences of LAM Wing Yee, Florence 林穎怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 29 March 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 29 March 2023
Merrill Lynch Far East Limited RE 2 06 September 2010 08 October 2021
Merrill Lynch Futures (Hong Kong) Limited RE 2 16 June 2008 06 September 2010
Merrill Lynch Far East Limited RE 1 15 November 2006 08 October 2021
Merrill Lynch (Asia Pacific) Limited RE 1 07 February 2005 08 October 2021
Merrill Lynch Futures (Hong Kong) Limited RE 2 07 February 2005 10 November 2006