SFC Licences of LAM Wing Yee, Florence 林穎怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 29 March 2023 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 March 2023 | |
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 08 October 2021 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 June 2008 | 06 September 2010 |
Merrill Lynch Far East Limited | RE | 1 | 15 November 2006 | 08 October 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 February 2005 | 08 October 2021 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 07 February 2005 | 10 November 2006 |