SFC Licences of ZHANG Raymond Yue 張玥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 27 October 2014 | 28 August 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 10 December 2009 | 22 July 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 December 2009 | 22 July 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 10 December 2009 | 31 January 2012 |
| Merrill Lynch Far East Limited | RE | 6 | 28 June 2007 | 07 September 2009 |
| Merrill Lynch Far East Limited | RE | 4 | 28 June 2007 | 07 September 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 28 June 2007 | 07 September 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 28 June 2007 | 07 September 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 June 2007 | 07 September 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 June 2007 | 07 September 2009 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 07 February 2005 | 20 May 2006 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 07 February 2005 | 20 May 2006 |