SFC Licences of YU Ka Ho 余家豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 27 January 2006 | 28 February 2007 |
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 4 | 08 August 2005 | 30 December 2005 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 04 April 2005 | 30 December 2005 |