SFC Licences of CHAN Ching Yu, Katherine 陳菁瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Basis Asset Management Limited 格致資產管理有限公司 | RE | 9 | 05 August 2022 | |
| Basis Asset Management Limited 格致資產管理有限公司 | RE | 4 | 05 August 2022 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 20 October 2014 | 01 April 2016 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 03 July 2012 | 01 September 2014 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 18 October 2006 | 30 June 2012 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 24 February 2005 | 21 July 2006 |