SFC Licences of KIM Hyo-joong

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 06 November 2008 18 January 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 06 November 2008 18 January 2012
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 23 March 2007 18 January 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 23 March 2007 18 January 2012
Credit Suisse Futures (Hong Kong) Limited RE 7 23 March 2007 24 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 23 March 2007 24 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 7 28 February 2005 19 September 2006
Credit Suisse Futures (Hong Kong) Limited RE 2 28 February 2005 19 September 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 28 February 2005 19 September 2006