SFC Licences of YUE Ho Tung, Tony 余浩東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	6	10 October 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	4	10 October 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	1	10 October 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	6	05 September 2022	10 October 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	05 September 2022	10 October 2022
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RO	6	24 November 2017	19 August 2022
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RO	1	24 November 2017	19 August 2022
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	6	02 October 2015	24 November 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	02 October 2015	24 November 2017
ABCI Capital Limited 農銀國際融資有限公司	RE	6	27 February 2014	01 September 2015
ABCI Capital Limited 農銀國際融資有限公司	RE	1	27 February 2014	01 September 2015
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	27 February 2014	01 September 2015
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司	RE	6	22 June 2012	01 February 2014
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司	RE	4	22 June 2012	01 February 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	28 November 2005	15 September 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	28 November 2005	15 September 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	28 November 2005	15 September 2011
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	6	29 March 2005	26 November 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	4	29 March 2005	26 November 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	1	29 March 2005	26 November 2005