SFC Licences of KWONG Wai Man 江惠民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 20 February 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 28 May 2015 01 April 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 28 May 2015 01 April 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 28 May 2015 01 April 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 28 May 2015 01 April 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 03 June 2013 29 April 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 20 June 2006 29 April 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 10 March 2005 29 April 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 20 June 2006 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 20 June 2006 31 August 2013