SFC Licences of KWONG Wai Man 江惠民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 20 February 2017 | |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 28 May 2015 | 01 April 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 28 May 2015 | 01 April 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 28 May 2015 | 01 April 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 28 May 2015 | 01 April 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 June 2013 | 29 April 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 June 2006 | 29 April 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 20 June 2006 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 20 June 2006 | 31 August 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 10 March 2005 | 29 April 2015 |