SFC Licences of CHOW Yuen Yee 周婉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 24 February 2012 | 10 August 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 24 September 2010 | 10 August 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 24 September 2010 | 10 August 2018 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 24 September 2010 | 10 August 2018 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 23 March 2005 | 12 July 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 23 March 2005 | 12 July 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 23 March 2005 | 12 July 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 23 March 2005 | 12 July 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 23 March 2005 | 12 July 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 March 2005 | 12 July 2010 |