SFC Licences of WU Huey-ming 吳慧明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 04 April 2019 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 May 2016 | 04 April 2019 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 4 | 16 June 2006 | 10 May 2008 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 1 | 16 June 2006 | 10 May 2008 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 16 February 2006 | 16 June 2006 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 25 April 2005 | 15 November 2005 |