SFC Licences of CHU Peter Pa-en 曲培恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch Far East Limited	RO	2	08 July 2020	21 February 2023
Merrill Lynch Far East Limited	RO	1	08 July 2020	21 February 2023
Merrill Lynch (Asia Pacific) Limited	RO	1	08 July 2020	21 February 2023
Merrill Lynch Far East Limited	RE	2	20 August 2019	08 July 2020
Merrill Lynch Far East Limited	RE	1	20 August 2019	08 July 2020
Merrill Lynch (Asia Pacific) Limited	RE	1	20 August 2019	08 July 2020
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RO	2	25 September 2013	08 July 2019
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RO	1	25 September 2013	08 July 2019
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	2	01 November 2010	25 September 2013
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	01 November 2010	25 September 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	31 March 2006	29 July 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	31 March 2006	29 July 2010
Merrill Lynch Futures (Hong Kong) Limited	RE	2	01 April 2005	18 February 2006
Merrill Lynch Far East Limited	RE	1	01 April 2005	18 February 2006
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2005	18 February 2006