Licences of SFC licenceholder ALW236 CHU Peter Pa-en

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RO 1 08 July 2020
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1 20 August 2019 08 July 2020
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RO 1, 2 25 September 2013 08 July 2019
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 1, 2 01 November 2010 25 September 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
RE 1, 2 31 March 2006 29 July 2010
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
Merrill Lynch Futures (Hong Kong) Limited
RE 1 01 April 2005 18 February 2006