SFC Licences of KWAN Wai Hang, William 關威恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 17 March 2021 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 17 March 2021 | |
iBest Investment Services Limited | RE | 3 | 24 July 2017 | 25 January 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 14 March 2006 | 19 November 2019 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 10 January 2006 | 10 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 January 2006 | 10 March 2021 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 20 April 2005 | 26 November 2005 |