SFC Licences of KERRIDGE Hugh Copeland
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 January 2016 | 22 February 2019 |
| UBS Securities Asia Limited | RE | 2 | 18 January 2011 | 14 October 2015 |
| UBS Securities Asia Limited | RE | 1 | 18 January 2011 | 14 October 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 18 January 2011 | 14 October 2015 |
| Segantii Capital Management Limited | RE | 9 | 19 August 2010 | 05 October 2010 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 9 | 23 June 2009 | 30 June 2010 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 4 | 23 June 2009 | 30 June 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 7 | 20 February 2009 | 27 February 2009 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 April 2005 | 27 February 2009 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 13 April 2005 | 27 February 2009 |