SFC Licences of TAN Catherine 陳佳寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 30 August 2007 | 04 May 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 30 August 2007 | 04 May 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 30 August 2007 | 04 May 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 August 2007 | 04 May 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 April 2005 | 21 September 2006 |