SFC Licences of NOORANI ANANTHANARAYANAN Hariharan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 04 August 2015 29 June 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 04 August 2015 29 June 2018
Merrill Lynch Far East Limited RE 2 06 September 2010 20 September 2013
Merrill Lynch Far East Limited RE 1 25 January 2007 16 May 2012
Merrill Lynch Futures (Hong Kong) Limited RE 2 06 July 2005 06 September 2010
Merrill Lynch (Asia Pacific) Limited RE 1 19 April 2005 20 September 2013