SFC Licences of NOORANI ANANTHANARAYANAN Hariharan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 04 August 2015 | 29 June 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 August 2015 | 29 June 2018 |
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 20 September 2013 |
Merrill Lynch Far East Limited | RE | 1 | 25 January 2007 | 16 May 2012 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 06 July 2005 | 06 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 April 2005 | 20 September 2013 |