SFC Licences of WILSON Stuart Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RE | 4 | 06 January 2015 | 21 June 2016 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 18 November 2014 | 21 June 2016 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 4, 6 | 18 November 2014 | 21 June 2016 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 23 July 2007 | 18 November 2014 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 10 May 2005 | 18 November 2014 |