SFC Licences of WILSON Stuart Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 4 06 January 2015 21 June 2016
CLSA Limited 中信里昂證券有限公司
RE 1 18 November 2014 21 June 2016
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 18 November 2014 21 June 2016
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 23 July 2007 18 November 2014
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 10 May 2005 18 November 2014