SFC Licences of WILSON Stuart Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 06 January 2015 | 21 June 2016 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 18 November 2014 | 21 June 2016 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 18 November 2014 | 21 June 2016 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 November 2014 | 21 June 2016 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 July 2007 | 18 November 2014 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 10 May 2005 | 18 November 2014 |