SFC Licences of JIANG Sosia

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 25 October 2005 12 October 2006
CLSA Limited 中信里昂證券有限公司 RE 1 11 May 2005 07 December 2012