SFC Licences of WONG Ling Sze, Susanna 王玲思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RE 9 15 February 2013 28 February 2014
HSBC Global Asset Management (Hong Kong) Limited RE 9 15 February 2013 28 February 2014
HSBC Global Asset Management Holdings (Bahamas) Limited RE 9 15 February 2013 28 February 2014
HSBC Investment Funds (Hong Kong) Limited RE 4 27 November 2012 28 February 2014
HSBC Investment Funds (Hong Kong) Limited RE 1 27 November 2012 28 February 2014
HSBC Global Asset Management (Hong Kong) Limited RE 4 27 November 2012 28 February 2014
HSBC Global Asset Management (Hong Kong) Limited RE 1 27 November 2012 28 February 2014
HSBC Global Asset Management Holdings (Bahamas) Limited RE 4 27 November 2012 28 February 2014
HSBC Investment Funds (Hong Kong) Limited RE 4 09 May 2008 07 November 2008
HSBC Investment Funds (Hong Kong) Limited RE 1 09 May 2008 07 November 2008
HSBC Global Asset Management (Hong Kong) Limited RE 4 09 May 2008 07 November 2008
HSBC Global Asset Management (Hong Kong) Limited RE 1 09 May 2008 07 November 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 11 May 2005 01 March 2006