SFC Licences of WU Stephanie Yo-hua 吳宥樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 07 September 2011 | 16 November 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 07 September 2011 | 16 November 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 September 2011 | 16 November 2012 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 March 2007 | 07 December 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 13 May 2005 | 21 February 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 13 May 2005 | 21 February 2007 |