SFC Licences of WU Stephanie Yo-hua 吳宥樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 07 September 2011 16 November 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 07 September 2011 16 November 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 07 September 2011 16 November 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 19 March 2007 07 December 2009
J.P. Morgan Broking (Hong Kong) Limited RE 4 13 May 2005 21 February 2007
J.P. Morgan Broking (Hong Kong) Limited RE 1 13 May 2005 21 February 2007