SFC Licences of WALKER Alexander David James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RO | 1 | 26 March 2018 | |
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RO | 9 | 08 September 2017 | |
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RO | 4 | 08 September 2017 | |
| Major Domus Limited | RE | 9 | 10 November 2016 | 29 August 2017 |
| Major Domus Limited | RE | 4 | 10 November 2016 | 29 August 2017 |
| Swiss-Asia Asset Management (HK) Limited | RE | 9 | 22 October 2014 | 31 August 2016 |
| Swiss-Asia Asset Management (HK) Limited | RE | 4 | 22 October 2014 | 31 August 2016 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 9 | 20 July 2005 | 23 July 2014 |
| Belvest Investment Services Limited 研富投資服務有限公司 | RE | 4 | 20 July 2005 | 23 July 2014 |