SFC licenceholder AMB396 ZHENG Yu 鄭宇

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2016-11-22
BOCI Securities Limited 中銀國際證券有限公司 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2010-06-28 2011-06-24
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 (Dealing in Futures Contracts) 2005-06-06 2009-12-08
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 (Dealing in Securities) 2005-06-06 2009-12-08