SFC licenceholder AMB396 ZHENG Yu 鄭宇
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2016-11-22 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2010-06-28 | 2011-06-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 (Dealing in Futures Contracts) | 2005-06-06 | 2009-12-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 (Dealing in Securities) | 2005-06-06 | 2009-12-08 |