SFC licenceholder AMB396 ZHENG Yu 鄭宇
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 25 February 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 22 November 2016 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 June 2010 | 24 June 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | [1] (Dealing in Securities) | 06 June 2005 | 08 December 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | [2] (Dealing in Futures Contracts) | 06 June 2005 | 08 December 2009 |