SFC Licences of ZHENG Yu 鄭宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 22 November 2016 | |
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 22 November 2016 | |
BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 22 November 2016 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 28 June 2010 | 24 June 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 28 June 2010 | 24 June 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 June 2005 | 08 December 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 06 June 2005 | 08 December 2009 |