SFC licenceholder AMB396 ZHENG Yu 鄭宇

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 22 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 June 2010 24 June 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 06 June 2005 08 December 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [2] (Dealing in Futures Contracts) 06 June 2005 08 December 2009