SFC Licences of LAI Yan Wah, David 賴仁樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 20 June 2012 | 13 September 2013 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 28 January 2008 | 13 September 2013 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 | RE | 1 | 12 April 2007 | 01 June 2008 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 08 May 2006 | 01 April 2007 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 May 2006 | 01 April 2007 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 13 June 2005 | 22 June 2005 |