SFC licenceholder AMC661 SAHNI Akshay

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 February 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities) 15 July 2009 05 February 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 15 July 2009 05 February 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 15 July 2009 05 February 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 13 August 2007 25 May 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [2] (Dealing in Futures Contracts) 13 August 2007 25 May 2009
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 15 June 2005 08 June 2007
Merrill Lynch Far East Limited RE [1] (Dealing in Securities) 15 June 2005 08 June 2007
Merrill Lynch Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 15 June 2005 08 June 2007