SFC Licences of TAI Wai See, Germaine 戴慧詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 23 October 2020 | 24 July 2023 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 13 June 2012 | 31 December 2012 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 4 | 05 December 2007 | 02 November 2010 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 9 | 23 November 2007 | 02 November 2010 |
| LIM Advisors Limited | RE | 9 | 14 June 2005 | 29 June 2007 |