SFC Licences of LIM Dong Soo 林東秀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 December 2012 | 29 August 2016 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 07 June 2007 | 03 December 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 January 2006 | 27 May 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 June 2005 | 24 June 2005 |