SFC Licences of LAU Kai Chung, Norman 劉啟聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 13 December 2013 | 30 July 2021 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 25 July 2013 | 30 July 2021 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 25 July 2013 | 30 July 2021 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 25 July 2013 | 30 July 2021 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 30 April 2012 | 21 January 2013 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 26 March 2012 | 21 January 2013 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 26 March 2012 | 21 January 2013 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 26 March 2012 | 21 January 2013 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 03 March 2011 | 01 March 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 09 May 2008 | 01 March 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 29 June 2005 | 01 March 2012 |