SFC Licences of LU Sung-tao 盧松濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 17 September 2007 | 18 May 2009 |
| Merrill Lynch Far East Limited | RE | 4 | 17 September 2007 | 18 May 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 17 September 2007 | 18 May 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 17 September 2007 | 18 May 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 September 2007 | 18 May 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 September 2007 | 18 May 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 08 July 2005 | 13 August 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 08 July 2005 | 13 August 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 08 July 2005 | 13 August 2007 |