SFC Licences of FAN Kam Ho 范錦濠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 29 April 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 2 24 September 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 1 24 September 2020
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 20 August 2015 01 September 2020
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 20 August 2015 01 September 2020
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 20 August 2015 01 September 2020
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 20 August 2015 01 September 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 30 April 2014 30 July 2015
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 30 April 2014 30 July 2015
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 22 August 2012 16 April 2014
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 22 August 2012 16 April 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 25 October 2005 19 August 2012
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 21 July 2005 19 August 2012
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 21 July 2005 19 August 2012