SFC Licences of RAO Vigyan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理(亞太)有限公司 RE 9 25 September 2015 05 February 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 08 October 2012 24 January 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 08 October 2012 24 January 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 05 July 2010 05 July 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 05 July 2010 05 July 2012
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 RE 9 16 September 2008 23 April 2010
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 10 September 2007 23 August 2008
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 10 September 2007 23 August 2008
FIL Investment Advisors RE 9 22 July 2005 08 August 2007
FIL Investment Advisors RE 4 22 July 2005 08 August 2007
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 22 July 2005 08 August 2007
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 22 July 2005 08 August 2007