SFC Licences of VAZQUEZ NG Chau Po Teresa 吳秋寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morningstar Investment Management Asia Limited	RE	4	17 June 2020	06 October 2023
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	9	12 September 2012	06 June 2013
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	4	12 September 2012	06 June 2013
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	1	12 September 2012	06 June 2013
Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司	RE	9	16 June 2011	17 February 2012
Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司	RE	4	16 June 2011	17 February 2012
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RE	1	16 June 2011	17 February 2012
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	9	25 January 2010	01 June 2011
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	4	25 January 2010	01 June 2011
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	23 December 2009	01 June 2011
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RE	1	24 January 2008	22 July 2009
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司	RE	1	24 January 2008	22 July 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	03 August 2005	12 September 2007