SFC Licences of CHAN Man 陳敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 13 July 2015 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 July 2015 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 July 2015 | |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 15 August 2012 | 30 April 2015 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 29 August 2007 | 30 April 2015 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 15 May 2007 | 09 August 2007 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 12 August 2005 | 09 August 2007 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 12 August 2005 | 09 August 2007 |