SFC Licences of TSAUR En-hua 曹恩華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 04 January 2010 | 23 September 2013 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 04 January 2010 | 23 September 2013 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 03 December 2009 | 23 September 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 17 January 2008 | 31 August 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 August 2005 | 31 August 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 15 August 2005 | 21 December 2007 |
| Merrill Lynch Far East Limited | RE | 6 | 15 August 2005 | 11 October 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 August 2005 | 11 October 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 15 August 2005 | 11 October 2007 |
| Merrill Lynch Far East Limited | RE | 4 | 15 August 2005 | 11 October 2007 |