SFC Licences of RAGEAU Patrice Frederic
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OTCex Hong Kong Limited | RE | 2 | 08 May 2019 | 30 June 2022 |
| OTCex Hong Kong Limited | RE | 1 | 08 May 2019 | 30 June 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 September 2011 | 12 February 2019 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 13 July 2009 | 12 February 2019 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 13 July 2009 | 30 December 2011 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 13 July 2009 | 30 December 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 02 September 2005 | 21 April 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 September 2005 | 21 April 2009 |