SFC Licences of WESTON Marcus Patrick

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JK Capital Management Limited RO 9 16 July 2019
JK Capital Management Limited RE 9 13 April 2015 16 July 2019
JK Capital Management Limited RE 4 13 April 2015
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 26 June 2013
Morgan Stanley Hong Kong Securities Limited RE 1 12 January 2010 26 June 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 12 January 2010 26 June 2013
Morgan Stanley Hong Kong Futures Limited RE 7 12 January 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 24 December 2007 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 07 November 2007 26 June 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 22 August 2007 26 June 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 14 September 2005 29 June 2007