SFC Licences of WESTON Marcus Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JK Capital Management Limited | RO | 9 | 16 July 2019 | |
JK Capital Management Limited | RE | 9 | 13 April 2015 | 16 July 2019 |
JK Capital Management Limited | RE | 4 | 13 April 2015 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 26 June 2013 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 12 January 2010 | 26 June 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 12 January 2010 | 26 June 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 12 January 2010 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 24 December 2007 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 November 2007 | 26 June 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 22 August 2007 | 26 June 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 14 September 2005 | 29 June 2007 |