SFC Licences of DHALIWAL Gurvinder Singh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 02 May 2012 | 04 September 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 02 May 2012 | 04 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 May 2012 | 04 September 2013 |
| TT International (Hong Kong) Limited | RE | 9 | 20 May 2010 | 10 January 2012 |
| TT International (Hong Kong) Limited | RE | 2 | 20 May 2010 | 10 January 2012 |
| TT International (Hong Kong) Limited | RE | 1 | 20 May 2010 | 10 January 2012 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 26 October 2005 | 02 March 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 October 2005 | 02 March 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 18 October 2005 | 02 March 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 18 October 2005 | 02 March 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 18 October 2005 | 02 March 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 15 September 2005 | 15 October 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 September 2005 | 15 October 2005 |