SFC Licences of LEE Brian Po Wing 李寶榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 20 February 2017 | 18 January 2018 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 21 January 2013 | 20 February 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 05 November 2008 | 18 January 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 05 November 2008 | 01 November 2013 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 09 May 2006 | 24 November 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 09 May 2006 | 24 November 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 15 September 2005 | 18 January 2018 |