SFC Licences of LEE Wee Siang 李偉祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| New Vision Asset Management Limited 新盛資產管理有限公司 | RE | 9 | 02 April 2020 | 22 April 2020 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 4 | 16 October 2018 | 28 February 2019 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 1 | 16 October 2018 | 28 February 2019 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 17 January 2018 | 16 October 2018 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 17 January 2018 | 16 October 2018 |
| Natixis Asia Limited | RE | 4 | 04 March 2014 | 12 July 2017 |
| Natixis Asia Limited | RE | 1 | 04 March 2014 | 12 July 2017 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 07 March 2012 | 18 February 2014 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 27 September 2005 | 13 April 2009 |