SFC Licences of CHAN Shiu Pong 陳兆邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Jump Trading Hong Kong Limited	RO	2	05 November 2021
Jump Trading Hong Kong Limited	RO	1	05 November 2021
Grand Rich Asset Management Limited 浩豐資產管理有限公司	RO	9	23 August 2019	31 January 2021
Grand Rich Securities Limited 浩豐證券有限公司	RO	4	04 April 2018	31 January 2021
Grand Rich Securities Limited 浩豐證券有限公司	RO	1	04 April 2018	31 January 2021
Grand Rich Futures Limited 浩豐期貨有限公司	RO	5	04 April 2018	31 January 2021
Grand Rich Futures Limited 浩豐期貨有限公司	RO	2	04 April 2018	31 January 2021
Bluemount Securities Limited 藍山證券有限公司	RO	4	30 November 2016	01 August 2017
Bluemount Securities Limited 藍山證券有限公司	RO	1	30 November 2016	01 August 2017
Bluemount Asset Management Limited 藍山資產管理有限公司	RO	9	22 November 2016	01 August 2017
Bin Yuan Capital Limited 彬元資本有限公司	RO	4	11 March 2016	30 September 2016
Bin Yuan Capital Limited 彬元資本有限公司	RO	9	29 September 2015	30 September 2016
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	1	03 November 2014	13 August 2015
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司	RE	4	15 April 2008	25 September 2014
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司	RE	2	15 April 2008	25 September 2014
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司	RE	1	18 May 2006	25 September 2014
Chief Securities Limited 致富證券有限公司	RE	1	30 September 2005	10 May 2006