SFC Licences of LIU Taisheng 柳太勝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 13 January 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 January 2021 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 25 April 2019 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RO | 4 | 27 May 2015 | 14 December 2018 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 21 April 2015 | 27 May 2015 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 26 July 2006 | 26 August 2010 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 17 October 2005 | 24 July 2006 |