SFC Licences of DANDINE Jerome Theodore
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 02 September 2019 | 30 October 2020 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 02 September 2019 | 30 October 2020 |
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 07 October 2011 | 30 June 2015 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 07 October 2011 | 30 June 2015 |
T.F.S. Derivatives HK Limited | RE | 2 | 05 January 2010 | 04 October 2011 |
T.F.S. Derivatives HK Limited | RO | 2 | 03 April 2009 | 21 September 2009 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 08 December 2005 | 29 January 2007 |
MF Global Securities HK Limited 明富環球證券香港有限公司 | RE | 4 | 08 December 2005 | 29 January 2007 |
MF Global Securities HK Limited 明富環球證券香港有限公司 | RE | 1 | 08 December 2005 | 29 January 2007 |