SFC Licences of DANDINE Jerome Theodore

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sunrise Brokers (Hong Kong) Limited RE 2 02 September 2019 30 October 2020
Sunrise Brokers (Hong Kong) Limited RE 1 02 September 2019 30 October 2020
Sunrise Brokers (Hong Kong) Limited RE 2 07 October 2011 30 June 2015
Sunrise Brokers (Hong Kong) Limited RE 1 07 October 2011 30 June 2015
T.F.S. Derivatives HK Limited RE 2 05 January 2010 04 October 2011
T.F.S. Derivatives HK Limited RO 2 03 April 2009 21 September 2009
MF Global Hong Kong Limited 明富環球香港有限公司 RE 2 08 December 2005 29 January 2007
MF Global Securities HK Limited 明富環球證券香港有限公司 RE 4 08 December 2005 29 January 2007
MF Global Securities HK Limited 明富環球證券香港有限公司 RE 1 08 December 2005 29 January 2007