SFC Licences of LIU Mun-see 廖敏詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 09 November 2006 | 11 December 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 02 November 2006 | 11 December 2008 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 08 November 2005 | 13 September 2006 |