SFC Licences of CHAN Wai Yin 陳偉賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Fortune Ocean Asset Management Limited 富海資產管理有限公司	RO	9	30 October 2020
Fortune Ocean Asset Management Limited 富海資產管理有限公司	RO	4	30 October 2020
Fortune Ocean Asset Management Limited 富海資產管理有限公司	RE	9	31 August 2020	30 October 2020
Fortune Ocean Asset Management Limited 富海資產管理有限公司	RE	4	31 August 2020	30 October 2020
Hermitage Capital HK Limited 和暄資本香港有限公司	RO	9	28 March 2018	29 May 2020
Hermitage Capital HK Limited 和暄資本香港有限公司	RO	4	28 March 2018	29 May 2020
L&R Capital Limited 析理資本有限公司	RO	9	19 April 2017	22 February 2018
L&R Capital Limited 析理資本有限公司	RO	4	19 April 2017	22 February 2018
Quam Securities Limited 華富建業證券有限公司	RE	9	14 March 2013	06 April 2017
Quam Securities Limited 華富建業證券有限公司	RE	4	14 March 2013	06 April 2017
Quam Securities Limited 華富建業證券有限公司	RE	2	14 March 2013	06 April 2017
Quam Securities Limited 華富建業證券有限公司	RE	1	14 March 2013	06 April 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	02 June 2008	31 December 2012
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	02 June 2008	31 December 2012
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	02 June 2008	31 December 2012
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司	RE	4	21 November 2005	17 August 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	21 November 2005	17 August 2007