SFC Licences of LUK Pak Lam 陸柏林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ortus Capital Management Limited 泓策投資管理有限公司 | RE | 9 | 31 March 2008 | 14 December 2008 |
| Longitude Asia Limited 瑞士經緯投資有限公司 | RE | 9 | 28 June 2006 | 07 March 2008 |
| Longitude Asia Limited 瑞士經緯投資有限公司 | RE | 4 | 28 June 2006 | 07 March 2008 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 | RE | 1 | 24 November 2005 | 21 April 2006 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 24 November 2005 | 21 April 2006 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 24 November 2005 | 21 April 2006 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 24 November 2005 | 21 April 2006 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RE | 1 | 24 November 2005 | 21 April 2006 |